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PERSONNEL OVERVIEW

James T. Cavanaugh III

James M. Dugan, CFA

John F. Cavanaugh

Megan S. Brune

Thomas D. D. Graff, CFA

Stephen M. Shutz, CFA

Taylor G. Graff

Brian C. Rahley

Barbara L. Katzen

Jennifer L. Carey

 
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PERSONNEL

James T. Cavanaugh, III, is the Founder and Chairman of Cavanaugh Capital Management (CCM). John F. Cavanaugh, Chief Executive Officer, was hired in May 2002 and directs firmwide operations. James M. Dugan, CFA, is the President and Chief Investment Officer of CCM. Dugan joined the firm in 1992.

Primary portfolio decisions at the firm are made by James M. Dugan, CFA. He is supported in the portfolio management decision making process by Thomas D.D. Graff, CFA, Managing Director and Stephen M. Shutz, CFA, Vice President. Graff joined CCM in 1999, and Shutz joined CCM in 2003. Both Graff and Shutz serve as Assistant Portfolio Managers, the former concentrates on taxable securities, the latter focuses on tax-exempt securities. Taylor G. Graff, Senior Associate, was hired in August 2005 and assists Tom Graff in the research and trading of taxable securities. Brian C. Rahley, Associate, was hired in 2005 and serves as portfolio administrator for both the taxable and tax-exempt desks.

Megan S. Brune, Principal, joined CCM in 1993 and serves as Head of Client Services. Jennifer L. Carey, Associate, was hired in 2008 and is responsible for the creation and management of communications content as well as other marketing services.

501 Fairmount Avenue, Suite 300 • Baltimore, MD 21286
(410) 769-6124 • Fax (410) 427-4544

Copies of form ADV are available upon request. Disclosure Statement.